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从几何到行为:指令暴露如何解锁 LLM 中的潜在修辞方向

From Geometry to Behavior: How Instruction Exposure Unlocks Latent Rhetorical Directions in LLMs

Shengjie Xu

中文摘要

语言模型不仅记忆事实,还从预训练数据中吸收修辞策略,包括人类以类比推理的倾向。研究关注:这种吸收的能力在任何指令微调之前是否在几何上可访问,以及什么决定它能否在推理时被激活。通过差值均值从残差流中提取“类比向量”,在七个指令微调模型(Gemma-2、Llama-3.1、Qwen-2.5;2B-32B)上实现可操控的解释风格,Gemma-2-9B-IT 在 300 条留出测试提示上调和均值从 3.22 提升至 3.94(+22%)。小型人工验证确认 LLM 评判在类比质量上的可靠性。核心发现来自七对匹配的 base-instruct 模型:存在行为可访问性梯度——类比方向存在于每个基座模型中,但其在线性干预下的行为可访问性随训练中的指令暴露连续变化。Gemma-2 基座模型(严格预训练/指令微调分离)呈现平坦的操控景观:存在但行为惰性。Qwen-2.5 基座模型(指令数据编织进预训练)在显式微调前已部分可访问;类比向量的 base-instruct 余弦相似度在 Qwen 达 0.94-0.97,Gemma 为 0.37-0.66,为行为梯度提供几何佐证。这挑战了“基座 vs 指令”的二元框架:关键变量是模型在整个训练流程中接收的指令暴露量。激活操控被定位为补充性可解释工具,揭示指令暴露如何在激活空间中组织修辞知识。

关键要点

  1. 01从残差流提取类比向量,在七个指令微调模型上实现可操控解释风格,Gemma-2-9B-IT 调和均值提升 22%。
  2. 02七对匹配模型显示行为可访问性梯度:类比方向存在于所有基座模型,但可激活性随指令暴露连续变化。
  3. 03Gemma-2 基座模型操控景观平坦,方向存在但行为惰性;Qwen-2.5 基座模型已部分可访问。
  4. 04类比向量 base-instruct 余弦相似度 Qwen 达 0.94-0.97,Gemma 仅 0.37-0.66,提供几何佐证。
  5. 05挑战“基座 vs 指令”二元框架,关键变量是训练全流程中的指令暴露量。

解读

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原始英文摘要

arXiv:2610.37685v1 Announce Type: cross Abstract: Language models do not merely memorize facts; they absorb rhetorical strategies from pretraining data, including the human tendency to reason by analogy. We ask: is this absorbed capability geometrically accessible before any instruction tuning, and what determines whether it can be activated at inference time? We extract an "Analogy Vector" from the residual stream via difference-in-means and show it enables steerable explanation style across seven instruction-tuned models (Gemma-2, Llama-3.1, Qwen-2.5; 2B-32B), improving harmonic mean from 3.22 to 3.94 (+22%) for Gemma-2-9B-IT on 300 held-out test prompts. A small human validation study confirms the LLM judge on Analogy Quality. Our central finding, from seven matched base-instruct pairs, is a gradient of behavioral accessibility: the analogy direction exists in every base model, but its behavioral accessibility under linear intervention scales continuously with instruction exposure during training. Gemma-2 base models (strict pretraining/IT separation) show flat steering landscapes: present but behaviorally inert. Qwen-2.5 base models (instruction data woven into pretraining) are already partially accessible before any explicit fine-tuning; base-instruct cosine similarity of the analogy vector reaches 0.94-0.97 for Qwen versus 0.37-0.66 for Gemma, providing geometric corroboration of the behavioral gradient. This challenges the binary "base vs instruct" framing: the relevant variable is how much instruction exposure a model has received across its full training pipeline. We position activation steering as a complementary interpretability tool that reveals how instruction exposure organizes rhetorical knowledge in activation space.

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