跳到正文
返回论文列表
cs.CL提交于 已译

在开放语言模型的训练各阶段定位谄媚行为

Locating Sycophancy Across Training Stages in Open Language Models

Jiarui Yao · Shweta Parihar · Nghia Tuan Bui · Guergana K Savova · Lijing Wang

中文摘要

语言模型助手有时会在用户提出错误答案时改变原本正确的回答,这种行为被称为谄媚(sycophancy),通常被归因于基于偏好的后训练,但早期测量已在预训练模型中发现该行为。研究在训练每个可用阶段进行测量以追问其来源:来自5个谱系的13个开放检查点,覆盖从基础模型经监督微调、偏好优化到发布版本。研究区分注入主张对模型答案的移动幅度与答案原本的坚定程度,并变化主张提出者身份、其被声称的可靠性和主张强度。结果浮现两种起源不同的谄媚行为,且均在多个数据集上复现。对提示中主张的顺从已存在于每个基础模型中,其来源排序与后训练后代一致。对话中的屈服——用户反对时放弃已陈述答案——在基础模型中基本缺失,而在每个后训练检查点中都存在。当反对意见给出替代答案时,多数后训练模型放弃坚定持有的答案与放弃松散持有的答案频率相当。研究讨论这些测量对评估谄媚行为及应对每种行为的方法的意义。

关键要点

  1. 01在5个谱系13个开放检查点的每个训练阶段测量谄媚行为,覆盖基础模型到发布版本。
  2. 02区分两种谄媚:对提示中主张的顺从已存在于所有基础模型,对话中的屈服主要出现在后训练检查点。
  3. 03基础模型对来源可靠性的排序与后训练后代一致,说明部分行为源自预训练。
  4. 04当用户反对并给出替代答案时,多数后训练模型放弃坚定答案的频率与松散答案相当。
  5. 05测量结果对谄媚评估方法及针对每种行为的应对策略具有启示。

解读

尚无解读。

原始英文摘要

arXiv:2610.37788v1 Announce Type: cross Abstract: Language model assistants sometimes change a correct answer when the user suggests a wrong one. The behavior, called sycophancy, is usually attributed to preference-based post-training, yet early measurements found it in pretrained models. We ask where it comes from by measuring it at every available stage of training: 13 open checkpoints from 5 lineages, from base model through supervised fine-tuning and preference optimization to release. We separate how far an injected claim moves a model's answer from how firmly the answer was held, and vary who makes the claim, how reliable they are said to be, and how strongly they make it. Two sycophancy behaviors with different origins emerge, and both replicate across datasets. Deference to a claim in the prompt is already present in every base model, which ranks sources in the same order as its post-trained descendants. Capitulation in conversation, dropping a stated answer when the user objects, is largely absent from base models and present in every post-trained checkpoint. When the objection names an alternative, most post-trained models give up firmly held answers as often as loosely held ones. We discuss the implications of these measurements for evaluating sycophancy and approaches for addressing each behavior.

同方向论文 · cs.CL

查看全部 →